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Unit 5 — Exam Guide

5 detailed model answers covering questions asked across 14 KSLU papers (2018–2025). Emergency Provisions and Basic Structure Doctrine are the most frequently tested topics.

Unit 5 — 5 Core Answers
Q1 Discuss the Emergency Provisions under the Indian Constitution. Explain the three types of emergency, their grounds, procedure, effects, and safeguards. 7/14

1. Introduction

Part XVIII of the Constitution (Articles 352–360) contains the Emergency Provisions. These provisions transform India's federal structure into a unitary system during times of crisis, concentrating power in the Centre. The framers borrowed these provisions from the Government of India Act, 1935 and the Weimar Constitution of Germany. The Constitution envisages three types of emergency.

2. National Emergency — Article 352

A. Grounds

The President may proclaim a National Emergency when the security of India or any part thereof is threatened by:

  • War
  • External Aggression
  • Armed Rebellion (substituted for "internal disturbance" by the 44th Amendment Act, 1978)
44th Amendment Changes: The word "internal disturbance" was replaced by "armed rebellion" to prevent misuse. This was in response to the 1975 Emergency, where the ground of "internal disturbance" was misused by the Indira Gandhi government to suppress political opposition.

B. Procedure

  • The President can proclaim Emergency only on the written advice of the Cabinet (not individual ministers) — introduced by the 44th Amendment.
  • The Proclamation must be laid before each House of Parliament.
  • It must be approved by both Houses by special majority (majority of total membership AND two-thirds of members present and voting) within one month.
  • If approved, the Emergency continues for six months at a time. It can be extended indefinitely with parliamentary approval every six months.
  • The Lok Sabha may pass a resolution disapproving the continuance of Emergency at any time — requiring only a simple majority.
  • If one-tenth of the Lok Sabha members give written notice, the Speaker/President must summon a special session within 14 days to consider the disapproval resolution (44th Amendment safeguard).

C. Effects of National Emergency

(i) On the Federal Structure:

  • Parliament gets the power to legislate on State List subjects (Art 250).
  • The executive power of the Centre extends to directing States on any matter (Art 353).
  • The President may modify the distribution of revenues between the Centre and States (Art 354).

(ii) On Fundamental Rights:

  • Article 358 — Fundamental Rights under Art 19 are automatically suspended during National Emergency proclaimed on grounds of war or external aggression (NOT armed rebellion — 44th Amendment).
  • Article 359 — The President may, by order, suspend the right to move any court for enforcement of Fundamental Rights (except Art 20 and Art 21, which cannot be suspended even during Emergency — 44th Amendment).
A.D.M. Jabalpur v. Shivkant Shukla (1976)Habeas Corpus Case: During the 1975 Emergency, the Supreme Court (by 4:1 majority) held that no person could approach the court for enforcement of Art 21 during a Presidential Order under Art 359. Justice H.R. Khanna delivered a historic dissent, holding that the right to life and liberty exists independent of Art 21 and cannot be suspended. The 44th Amendment overruled this majority decision by making Art 20 and Art 21 non-suspendable.

(iii) On the Term of Lok Sabha:

  • Parliament may extend the life of the Lok Sabha by one year at a time during National Emergency (Art 83(2)). However, the extension cannot continue beyond six months after the Emergency ceases.

D. Instances of National Emergency

Three Proclamations in Indian History
  • 1st Emergency (1962): Chinese aggression — Art 352 invoked on ground of external aggression. Lasted until 1968.
  • 2nd Emergency (1971): Indo-Pakistan War — external aggression. The 1962 proclamation was still in force; the 1971 proclamation was in addition.
  • 3rd Emergency (1975): On the ground of "internal disturbance" — the most controversial. Imposed by PM Indira Gandhi after the Allahabad High Court invalidated her election. Fundamental Rights suspended, press censored, opposition leaders jailed. Revoked in 1977.

3. State Emergency (President's Rule) — Article 356

A. Grounds

The President may proclaim President's Rule in a State if satisfied that the government of the State cannot be carried on in accordance with the provisions of the Constitution (Art 356). This may be based on:

  • A report from the Governor of the State, OR
  • Otherwise — i.e., information from other sources

B. Procedure & Duration

  • The Proclamation must be approved by both Houses of Parliament within two months by simple majority.
  • If approved, President's Rule continues for six months.
  • Can be extended for a maximum of three years, with parliamentary approval every six months.
  • Beyond one year, extension requires that (a) a National Emergency is in operation, OR (b) the Election Commission certifies that elections cannot be held in the State (44th Amendment).

C. Effects

  • The President assumes all functions of the State Government and powers vested in the Governor.
  • The State Legislature is dissolved or suspended.
  • Parliament exercises the legislative power of the State.
  • The High Court's powers are NOT affected.
S.R. Bommai v. Union of India (1994)The landmark case on Art 356. The nine-judge bench held:
  • The President's satisfaction under Art 356 is subject to judicial review.
  • The power under Art 356 is not absolute — it must be exercised sparingly and only as a last resort.
  • The floor test is the only legitimate method to determine the majority — the Governor cannot decide by subjective assessment.
  • The State Assembly should not be dissolved until Parliament approves the Proclamation — it should only be suspended.
  • Secularism is a basic feature of the Constitution — a State Government acting against secular principles may justify Art 356.
  • The Sarkaria Commission recommendations on Article 356 were endorsed.

Rameshwar Prasad v. Union of India (2006) — The Supreme Court held that the dissolution of the Bihar Assembly under Art 356 was unconstitutional as it was based on the Governor's subjective report without sufficient material. The Court reiterated the Bommai principles.

4. Financial Emergency — Article 360

A. Grounds

The President may proclaim a Financial Emergency if satisfied that the financial stability or credit of India or any part thereof is threatened.

B. Procedure

  • Must be approved by both Houses of Parliament within two months by simple majority.
  • Once approved, it continues indefinitely until revoked — no periodic renewal required.

C. Effects

  • The Centre may direct States to observe canons of financial propriety.
  • The Centre may direct reduction of salaries of all persons serving the Union or State, including judges of the Supreme Court and High Courts.
  • All Money Bills and financial Bills passed by State Legislatures may be reserved for the President's consideration.
Never Proclaimed: Financial Emergency under Art 360 has never been proclaimed in India's history — not even during the 1991 balance-of-payments crisis.

5. Safeguards against Misuse — The 44th Amendment

The 44th Constitutional Amendment Act, 1978 introduced crucial safeguards after the 1975 Emergency experience:

Key Safeguards — 44th Amendment
  • "Internal disturbance" replaced by "armed rebellion" — prevents misuse of National Emergency for political purposes.
  • Written advice of Cabinet — the President cannot act on the PM's individual advice.
  • Art 20 and Art 21 cannot be suspended — right to life and protection against double jeopardy/self-incrimination are inviolable even during Emergency.
  • Art 19 suspended only for war/external aggression — not for armed rebellion.
  • Special majority for approval — not simple majority.
  • Lok Sabha can disapprove by simple majority; 1/10th members can demand special session.
  • State Assembly not to be dissolved before parliamentary approval (Art 356).
  • Judicial review of Art 356 — confirmed by S.R. Bommai.

6. Important Case Laws — Summary

  • A.D.M. Jabalpur v. Shivkant Shukla (1976) — Art 21 could be suspended during Emergency (overruled by 44th Amendment).
  • Minerva Mills v. Union of India (1980) — Judicial review of Emergency powers is a basic feature.
  • S.R. Bommai v. Union of India (1994) — Art 356 subject to judicial review; floor test mandatory; secularism is basic feature.
  • Rameshwar Prasad v. Union of India (2006) — Dissolution of Bihar Assembly under Art 356 unconstitutional.
  • State of Rajasthan v. Union of India (1977) — The Court held that Art 356 is justiciable but exercised restraint in reviewing the President's satisfaction.

7. Conclusion

The Emergency provisions are a necessary evil in any constitutional framework — they provide the State with extraordinary powers to deal with existential threats. However, the 1975 Emergency demonstrated how these provisions can be abused to subvert democracy itself. The 44th Amendment introduced vital safeguards — replacing "internal disturbance" with "armed rebellion," requiring Cabinet's written advice, protecting Art 20 and 21, and strengthening parliamentary oversight. The Bommai judgment further ensured that Art 356 cannot be used as a tool for political destabilization of State Governments. These cumulative safeguards reflect the constitutional commitment to limited government even in times of crisis — the lesson being that democracy must not be suspended in the name of saving democracy.

Q2 Discuss the procedure for Constitutional Amendment under Article 368. Explain the Basic Structure Doctrine and its evolution through judicial decisions. 6/14

1. Introduction

The amending power of the Constitution is contained in Article 368, which falls under Part XX. The Indian Constitution is neither rigid (like the US Constitution) nor flexible (like the British Constitution) — it is a unique blend of both. Some provisions can be amended by simple majority, some require special majority, and some require special majority plus ratification by States. The Basic Structure Doctrine, developed by the Supreme Court, places an implied limitation on Parliament's amending power — the most significant judicial contribution to Indian constitutional law.

2. Procedure for Amendment — Article 368

A. Introduction of the Bill

  • An Amendment Bill can be introduced in either House of Parliament — Lok Sabha or Rajya Sabha.
  • It can be introduced by a Minister or a private member — no prior permission of the President is required.
  • There is no provision for a Joint Sitting in case of disagreement between the two Houses on an Amendment Bill — both Houses must pass it separately.

B. Three Methods of Amendment

Method 1 — Simple Majority of Parliament

Some provisions can be amended by a simple majority (ordinary legislative process) — these are NOT considered amendments under Art 368. Examples:

  • Admission or establishment of new States (Art 2)
  • Creation/abolition of Legislative Councils in States (Art 169)
  • Citizenship provisions (Art 5–11)
  • Quorum rules, salaries of members of Parliament
  • Use of official language
  • Fifth and Sixth Schedule provisions
Method 2 — Special Majority of Parliament (Art 368(2))

Most constitutional amendments require a special majority — i.e., a majority of the total membership of each House AND a majority of not less than two-thirds of the members present and voting in each House. Examples:

  • Fundamental Rights (Part III)
  • Directive Principles (Part IV)
  • All provisions not covered by Method 1 or Method 3
Method 3 — Special Majority + Ratification by States

Certain provisions that affect the federal structure require the special majority PLUS ratification by the Legislatures of not less than one-half of the States. These provisions include:

  • Election of the President (Art 54, 55)
  • Extent of executive power of the Union and States (Art 73, 162)
  • Supreme Court and High Courts (Art 124, 214, 217, 222, 226, 227)
  • Distribution of legislative powers (Seventh Schedule Lists)
  • Representation of States in Parliament (Art 80, Fourth Schedule)
  • Article 368 itself — the amendment procedure

C. President's Role

After the Amendment Bill is passed by both Houses, it is presented to the President, who shall give assent (Art 368(2)). The President cannot withhold assent to a Constitution Amendment Bill — unlike ordinary Bills where the President may return the Bill for reconsideration.

3. The Basic Structure Doctrine

A. Evolution — Pre-Kesavananda Phase

Shankari Prasad v. Union of India (1951) — The Supreme Court held that Parliament's amending power under Art 368 is absolute and unlimited. The word "law" in Art 13(2) does not include constitutional amendments. Therefore, amendments to Fundamental Rights are valid.

Sajjan Singh v. State of Rajasthan (1965) — Reaffirmed Shankari Prasad. However, Justices Hidayatullah and Mudholkar in their dissents hinted at the possibility of implied limitations on the amending power.

I.C. Golak Nath v. State of Punjab (1967) — An 11-judge bench, by a 6:5 majority, reversed Shankari Prasad and held that Parliament cannot amend Fundamental Rights. The Court treated Art 368 as merely a procedure, not a source of substantive power. The Court applied the doctrine of prospective overruling — the existing amendments were valid but future amendments curtailing Fundamental Rights would be void.

In response, Parliament enacted the 24th Amendment Act, 1971, which expressly declared that Parliament has the power to amend any provision of the Constitution including Fundamental Rights, and that Art 13(2) does not apply to amendments under Art 368.

B. Kesavananda Bharati — The Watershed Moment (1973)

Kesavananda Bharati v. State of Kerala (1973) — The largest bench in Indian judicial history (13 judges) delivered the most significant constitutional decision. By a 7:6 majority, the Court held:
  • Parliament has wide powers to amend the Constitution, including Fundamental Rights (Golak Nath overruled on this point).
  • The 24th Amendment is valid — Art 368 contains both the power and procedure for amendment.
  • BUT — Parliament cannot alter the "basic structure" or "basic framework" of the Constitution. This is an implied limitation on the amending power.
  • Any amendment that destroys or abrogates the basic structure is void, even if passed by the required majority.

C. What Constitutes the Basic Structure?

The Court in Kesavananda did not provide an exhaustive list of basic features — it has been developed incrementally through subsequent decisions:

Basic Structure — Identified Features
  • Supremacy of the ConstitutionKesavananda (1973)
  • Republican and democratic form of governmentKesavananda (1973)
  • Secular characterS.R. Bommai (1994)
  • Separation of powersKesavananda (1973)
  • Federal characterKesavananda (1973)
  • Judicial reviewL. Chandra Kumar (1997)
  • Independence of judiciaryNJAC Case (2015)
  • Fundamental Rights (core content)Minerva Mills (1980)
  • Harmony between Fundamental Rights and DPSPsMinerva Mills (1980)
  • Rule of lawIndira Gandhi v. Raj Narain (1975)
  • Free and fair electionsIndira Gandhi v. Raj Narain (1975)
  • Unity and integrity of the nationKesavananda (1973)
  • Sovereignty of IndiaKesavananda (1973)
  • Parliamentary systemKihoto Hollohan (1992)
  • Equality (Art 14)Indira Sawhney (1992)
  • Power of the Supreme Court under Art 32, 136, 141, 142
  • Limited amending power under Art 368

D. Post-Kesavananda — Strengthening the Doctrine

Indira Nehru Gandhi v. Raj Narain (1975) — The Court struck down Clause 4 of Art 329A (inserted by the 39th Amendment) which placed the PM's election dispute beyond judicial scrutiny. The Court held that free and fair elections and the rule of law are basic features.

Minerva Mills v. Union of India (1980) — The Court struck down Section 55 of the 42nd Amendment, which had added Clauses (4) and (5) to Art 368, giving Parliament unlimited amending power and barring judicial review of amendments. The Court held:

  • The limited amending power is itself a basic feature.
  • The harmony between Fundamental Rights and Directive Principles is a basic feature — neither can be given absolute primacy.
  • Judicial review of constitutional amendments is a basic feature and cannot be excluded.

Waman Rao v. Union of India (1981) — The Court held that all amendments made before 24th April 1973 (date of Kesavananda judgment) are valid and immune from basic structure challenge. Only amendments made after this date are subject to the basic structure test.

I.R. Coelho v. State of Tamil Nadu (2007) — A nine-judge bench held that even laws placed in the Ninth Schedule (shielded from judicial review under Art 31B) are subject to basic structure scrutiny if enacted after 24th April 1973. Art 31B cannot be used to immunize laws that violate basic features.

4. Criticism of the Basic Structure Doctrine

  • Judicial supremacy: Critics argue it gives the judiciary a veto power over Parliament — an unelected body overriding the sovereign legislature.
  • Vagueness: There is no definitive list of basic features — it keeps expanding, creating uncertainty.
  • No textual basis: The doctrine is not found in the text of the Constitution — it is a judicial creation.
  • Subjectivity: Different judges may identify different features as "basic" — creating inconsistency.

Defence of the Doctrine

  • It prevents majoritarian tyranny — a temporary majority cannot destroy the constitutional framework.
  • It preserves the identity of the Constitution — amendment should mean improvement, not destruction.
  • The 1975 Emergency proved the necessity of implied limitations on Parliament's power.
  • It is a living doctrine that evolves with constitutional needs — flexibility is a strength, not a weakness.

5. Conclusion

The Basic Structure Doctrine is India's most significant contribution to constitutional jurisprudence. Born out of the tension between parliamentary sovereignty and constitutional supremacy, the doctrine strikes a balance — Parliament retains wide amending power but cannot use it to destroy the Constitution's fundamental identity. The doctrine has been adopted by courts in Bangladesh, Pakistan, Belize, and other jurisdictions. While it is criticized for being judicially created and vaguely defined, the doctrine has proved to be an indispensable safeguard against constitutional subversion — ensuring that the Constitution endures not merely as a document but as a living charter of democratic governance.

Q3 Discuss the principles and methods of Constitutional Interpretation adopted by the Indian Courts. 3/14

1. Introduction

Constitutional interpretation is the process by which courts determine the meaning, scope, and application of constitutional provisions. Unlike ordinary statutes, a constitution is a living organic document that must be interpreted broadly and liberally to meet the changing needs of society. The Supreme Court has developed and applied various principles and doctrines of interpretation to give meaning to the provisions of the Constitution.

In Re: Kerala Education Bill (1959) — The Supreme Court observed: "The Constitution is not to be construed as a mere law but as the machinery of government. It must receive a broad and liberal construction."

2. Principles of Constitutional Interpretation

A. Doctrine of Pith and Substance

When there is a challenge to the legislative competence of a legislature, the court looks at the "pith and substance" (true nature and character) of the legislation to determine which List of the Seventh Schedule it falls under. Incidental encroachment on another List does not invalidate the law.

  • State of Bombay v. F.N. Balsara (1951) — The Bombay Prohibition Act (State List) incidentally affected import and export (Union List). The Court upheld the Act as its pith and substance related to public health and order (State List).
  • Kartar Singh v. State of Punjab (1994) — Applied the doctrine to uphold TADA as falling within the Union's competence in its pith and substance.

B. Doctrine of Colourable Legislation

A legislature cannot do indirectly what it cannot do directly. If a legislature lacks competence to enact a law on a particular subject, it cannot achieve the same result by disguising the law as one on a subject within its competence. "What cannot be done directly, cannot be done indirectly."

  • K.C. Gajapati Narayan Deo v. State of Orissa (1953) — The Court struck down the Orissa Agricultural Income Tax (Amendment) Act as colourable legislation — the State used the guise of "tax" to acquire estates, which was beyond its legislative competence.

C. Doctrine of Harmonious Construction

When two provisions of the Constitution appear to conflict, the court must interpret them in a way that gives effect to both provisions without rendering either nugatory. Each provision must be given its full effect through a harmonious reading.

  • Minerva Mills v. Union of India (1980) — The Court harmonized Art 14, 19 (Fundamental Rights) with Art 39(b), (c) (DPSPs), holding that neither can be given absolute supremacy over the other.
  • Re: Kerala Education Bill (1959) — The Court harmonized the right of minorities under Art 30 with the State's regulatory power.

D. Doctrine of Severability (Art 13)

If a part of a law is unconstitutional, the court will sever and strike down only the invalid part, preserving the rest of the law — provided the valid and invalid parts are separable. If they are so intertwined that the valid part cannot stand independently, the entire law is struck down.

  • A.K. Gopalan v. State of Madras (1950) — Section 14 of the Preventive Detention Act was severed and struck down, while the remaining sections were upheld.
  • R.M.D.C. v. Union of India (1957) — The Court applied the severability doctrine and struck down only the unconstitutional portions of the impugned Act.

E. Doctrine of Eclipse

A pre-constitutional law that violates Fundamental Rights is not void ab initio but is merely eclipsed (overshadowed) by the Fundamental Right. If the Fundamental Right is later amended or removed, the law revives automatically without re-enactment.

  • Bhikaji v. State of M.P. (1955) — A pre-constitutional law restricting motor vehicle business was eclipsed by Art 19(1)(g). When Art 19 was amended to permit reasonable restrictions, the law revived.

Note: The doctrine applies only to pre-constitutional laws — post-constitutional laws that violate Fundamental Rights are void ab initio under Art 13(2).

F. Purposive / Teleological Interpretation

The Constitution should be interpreted in light of its purpose, objectives, and the social context in which it operates. The Preamble serves as the key to understanding the purpose of the Constitution.

  • Maneka Gandhi v. Union of India (1978) — The Court adopted a purposive interpretation of Art 21, holding that "procedure established by law" must be just, fair, and reasonable — not merely any procedure enacted by law.
  • Vishaka v. State of Rajasthan (1997) — The Court interpreted Art 21 purposively to include the right to a safe workplace, deriving guidelines from CEDAW.

G. Doctrine of Implied Powers & Ancillary Powers

The Constitution grants not only express powers but also such implied powers as are necessary to effectively exercise the express powers. A constitutional provision carries with it all powers that are reasonably ancillary to it.

H. Literal / Textual Interpretation

When the language of a constitutional provision is clear and unambiguous, it must be given its plain, natural meaning. The court should not add to or subtract from the text.

  • A.K. Gopalan v. State of Madras (1950) — The Court gave a literal interpretation to Art 21, reading "procedure established by law" as any procedure prescribed by enacted law (later overruled by Maneka Gandhi).

I. Rule of Prospective Overruling

When the Court overrules a previous decision, it may declare that the new decision will apply only prospectively — i.e., it will not disturb past transactions or rights that arose under the earlier law.

  • I.C. Golak Nath v. State of Punjab (1967) — The Court applied prospective overruling for the first time in India — existing amendments to Fundamental Rights were held valid, but future amendments were barred (later overruled by Kesavananda).

3. Aids to Interpretation

Internal Aids

  • Preamble — Used as a guide to interpret ambiguous provisions (Berubari Union Case (1960); Kesavananda Bharati (1973))
  • Marginal notes and headings — may be used as interpretative aids but are not conclusive
  • Schedules and Appendices
  • Definitions under Art 366

External Aids

  • Constituent Assembly Debates — may be referred to for understanding the intent of the framers
  • Historical background and pre-existing law (e.g., Government of India Act, 1935)
  • International conventions and treatiesVishaka (1997) referred to CEDAW
  • Comparative constitutions — US, UK, Australian, Canadian jurisprudence

4. Conclusion

Constitutional interpretation is the life-blood of constitutional governance. The Supreme Court's adoption of diverse interpretive methods — from the liberal and purposive approach of Maneka Gandhi to the structural reasoning of Kesavananda Bharati — has ensured that the Constitution remains a living, vibrant, and adaptive document. The doctrines of harmonious construction, pith and substance, severability, and eclipse form a coherent framework for resolving constitutional conflicts. The shift from the literal approach (A.K. Gopalan) to the purposive approach (Maneka Gandhi) marks the maturation of Indian constitutional jurisprudence — from a rigid, textual reading to a dynamic, rights-affirming interpretation that serves the constitutional vision of justice, liberty, equality, and fraternity.

Q4 Explain the Schedules of the Indian Constitution. Discuss their significance and how they supplement the main body of the Constitution. 2/14 + short notes

1. Introduction

The Indian Constitution originally had 8 Schedules. Through subsequent amendments, 4 more were added, bringing the total to 12 Schedules. The Schedules contain supplementary provisions that provide detailed information, lists, and tables referred to in the main body of the Constitution. They are as much a part of the Constitution as any Article and have the same legal force.

2. The Twelve Schedules

First Schedule — States and Union Territories

Lists the names of States and Union Territories and their territorial extent. Currently lists 28 States and 8 Union Territories. Amended whenever new States are created or reorganized (e.g., creation of Telangana in 2014, abrogation of J&K's special status in 2019).

Second Schedule — Salaries, Emoluments, and Allowances

Contains provisions relating to the emoluments, allowances, privileges of:

  • Part A: President and Governors
  • Part C: Speaker and Deputy Speaker of Lok Sabha; Chairman and Deputy Chairman of Rajya Sabha (and corresponding officers in States)
  • Part D: Judges of the Supreme Court and High Courts
  • Part E: Comptroller and Auditor General of India

Third Schedule — Forms of Oaths and Affirmations

Contains the forms of oaths or affirmations prescribed for:

  • Members of Parliament and State Legislatures
  • Ministers (Union and State)
  • Judges of the Supreme Court and High Courts
  • The President and Governors
  • CAG and other constitutional functionaries

Fourth Schedule — Allocation of Seats in Rajya Sabha

Contains the allocation of seats to States and Union Territories in the Rajya Sabha. The allocation is broadly proportional to the population of each State.

Fifth Schedule — Administration of Scheduled Areas and Tribes (Art 244(1))

Deals with the administration and control of Scheduled Areas and Scheduled Tribes in States other than Assam, Meghalaya, Tripura, and Mizoram. Provides for:

  • Tribes Advisory Council in each State having Scheduled Areas
  • Governor's power to make regulations for the peace and good government of Scheduled Areas
  • Governor may direct that Acts of Parliament or State Legislature do not apply or apply with modifications to Scheduled Areas

Sixth Schedule — Administration of Tribal Areas in North-East (Art 244(2))

Deals with the administration of tribal areas in Assam, Meghalaya, Tripura, and Mizoram. Provides for:

  • Autonomous District Councils and Regional Councils
  • These Councils have legislative, judicial, and executive powers over specified subjects
  • The Governor has overriding powers

Seventh Schedule — Division of Legislative Powers (Art 246)

The most important Schedule. Contains three Lists dividing legislative subjects between the Union and State Legislatures:

  • List I (Union List): 97 subjects on which only Parliament can legislate (defence, atomic energy, foreign affairs, banking, etc.)
  • List II (State List): 66 subjects on which only State Legislatures can legislate (police, public health, agriculture, land, etc.)
  • List III (Concurrent List): 47 subjects on which both Parliament and State Legislatures can legislate (criminal law, marriage, education, forests, etc.). In case of conflict, the Central law prevails (Art 254).

Eighth Schedule — Recognized Languages

Lists the officially recognized languages of India. Originally listed 14 languages; currently lists 22 languages after amendments (including Bodo, Dogri, Maithili, and Santhali added by the 92nd Amendment, 2003). The 22 languages are: Assamese, Bengali, Gujarati, Hindi, Kannada, Kashmiri, Konkani, Malayalam, Manipuri, Marathi, Nepali, Odia, Punjabi, Sanskrit, Sindhi, Tamil, Telugu, Urdu, Bodo, Dogri, Maithili, and Santhali.

Ninth Schedule — Acts Protected from Judicial Review (Art 31B)

Added by the 1st Amendment Act, 1951. Contains Acts and regulations relating primarily to land reform and zamindari abolition. Laws placed in this Schedule are immune from challenge on the ground that they violate Fundamental Rights.

I.R. Coelho v. State of Tamil Nadu (2007) — Laws placed in the Ninth Schedule after 24th April 1973 are subject to basic structure scrutiny. The shield of Art 31B is not absolute.

Tenth Schedule — Anti-Defection Law

Added by the 52nd Amendment Act, 1985. Contains provisions relating to disqualification of members on the ground of defection. (See Unit 3, Q3 for detailed discussion.)

Eleventh Schedule — Panchayat Raj (Art 243G)

Added by the 73rd Amendment Act, 1992. Lists 29 functional subjects over which Panchayats may have powers and authority — including agriculture, land improvement, education, health, roads, drinking water, poverty alleviation, etc.

Twelfth Schedule — Municipalities (Art 243W)

Added by the 74th Amendment Act, 1992. Lists 18 functional subjects over which Municipalities may have powers — including urban planning, regulation of land use, public health, water supply, fire services, urban poverty alleviation, slum improvement, etc.

3. Significance of the Schedules

  • Supplementary detail: They provide operational details that would clutter the main Articles if included there.
  • Legal force: Schedules are integral parts of the Constitution — they are not subordinate to the Articles.
  • Flexibility: Some Schedules (like the First, Fourth, Seventh, Eighth) can be amended by simple majority, providing adaptability.
  • Federal governance: The Seventh Schedule is the cornerstone of Indian federalism, defining the division of powers.
  • Special protections: The Fifth and Sixth Schedules provide autonomous governance for tribal areas.
  • Democratic reform: The Tenth, Eleventh, and Twelfth Schedules address democratic accountability and decentralization.

4. Conclusion

The 12 Schedules are the functional architecture of the Constitution — they translate the broad principles of the Articles into operational frameworks. From the division of powers (Seventh Schedule) to the protection of tribal autonomy (Fifth and Sixth Schedules), from anti-defection (Tenth Schedule) to local governance (Eleventh and Twelfth Schedules), the Schedules cover the entire spectrum of constitutional governance. Understanding them is essential to understanding how the Constitution actually works in practice.

Q5 Critically review the working of the Indian Constitution. Discuss its achievements, challenges, and the need for reform. 2/14 + short notes

1. Introduction

The Constitution of India, adopted on 26th November 1949 and effective from 26th January 1950, has been in operation for over 75 years. It is the longest written Constitution in the world, with 395 original Articles (now over 470 with amendments), 12 Schedules, and over 105 Amendments. The National Commission to Review the Working of the Constitution (NCRWC), chaired by Justice M.N. Venkatachaliah, submitted its report in 2002. A critical review must assess both achievements and failures.

2. Achievements

A. Democratic Governance

  • India has conducted free and fair elections consistently since 1952 — the world's largest democracy with over 900 million voters.
  • Peaceful transfer of power through elections — multiple changes of government at the Centre and States.
  • Universal adult suffrage from inception — no property, literacy, or gender qualifications.
  • Multi-party system with vibrant political competition and coalition governance.

B. Federal Structure

  • Successful accommodation of India's linguistic, religious, and cultural diversity through the federal framework.
  • Linguistic reorganization of States (1956 onwards) preserved national unity while respecting regional identity.
  • Creation of new States (Jharkhand, Chhattisgarh, Uttarakhand, Telangana) through peaceful constitutional processes.
  • Cooperative federalism through institutions like the GST Council, NITI Aayog, and Inter-State Council.

C. Fundamental Rights and Social Justice

  • The judiciary has expanded Fundamental Rights through creative interpretation — right to privacy, right to education, right to clean environment, right to livelihood read into Art 21.
  • Reservation policy for SCs, STs, and OBCs has provided social mobility and political representation to historically marginalized communities.
  • Abolition of untouchability (Art 17) and legal protections against caste discrimination.
  • Progressive judicial decisions on gender equality, LGBTQ+ rights (Navtej Johar, 2018), and disability rights.

D. Independent Institutions

  • An independent judiciary that has protected constitutional values through judicial review and the basic structure doctrine.
  • The Election Commission has earned credibility for conducting free elections.
  • The Comptroller and Auditor General, UPSC, and other constitutional bodies have maintained functional independence.

3. Challenges and Failures

A. Erosion of Parliamentary Democracy

  • Anti-defection law limitations: While reducing individual defections, it has stifled legislative dissent and turned legislators into party voting machines.
  • Decline of parliamentary debate: Frequent disruptions, reduced sitting days, and Bills passed without adequate discussion.
  • Ordinance raj: Excessive use of ordinances (Art 123) to bypass Parliament — ordinances re-promulgated repeatedly.
  • Criminalization of politics: A significant number of legislators face criminal charges.

B. Federal Tensions

  • Misuse of Art 356: President's Rule imposed over 130 times — often for political reasons rather than genuine constitutional breakdown (Bommai has reduced but not eliminated misuse).
  • Centralization tendency: Growing Centre-State friction over fiscal autonomy, concurrent list subjects, and central legislation on State subjects.
  • Governor's role: The Governor's office has been criticized as an instrument of central interference in State politics.

C. Social Justice Gaps

  • Directive Principles remain largely unimplemented — uniform civil code (Art 44), prohibition of intoxicating drinks (Art 47), and separation of judiciary from executive (Art 50) remain aspirational.
  • Poverty, illiteracy, and inequality persist despite constitutional commitments.
  • Access to justice: Over 4 crore pending cases, with the poorest and most marginalized unable to access courts effectively.

D. Judicial Concerns

  • Judicial activism vs. overreach: The judiciary has expanded its role beyond traditional bounds, raising separation-of-powers concerns.
  • Collegium system criticism: The lack of transparency in judicial appointments.
  • Pendency: Over 5 crore cases pending across all courts.

4. Reform Proposals

NCRWC Recommendations (2002)

The National Commission to Review the Working of the Constitution (Venkatachaliah Commission) made 249 recommendations, including:

  • Electoral reforms: State funding of elections, anti-defection law reform, simultaneous elections
  • Strengthening federalism: Greater fiscal autonomy for States, reform of Art 356
  • Judicial reforms: All India Judicial Service, National Judicial Commission for appointments
  • Fundamental duties: Making duties under Art 51A enforceable
  • Parliamentary reform: Minimum sitting days, anti-disruption measures

Other Reform Proposals

  • Simultaneous elections — to reduce election-related governance disruption and expenditure
  • One Nation One Election — holding elections to Lok Sabha and all State Assemblies together
  • Right to Recall — enabling voters to recall non-performing legislators
  • Strengthening local governance — giving real powers to Panchayats and Municipalities (Third Tier of governance)
  • Proportional representation — to give voice to smaller parties and diverse communities

5. The Constitution — Enduring Strengths

Despite challenges, the Constitution has demonstrated remarkable resilience and adaptability:

  • Over 105 amendments in 75 years — proving it is a living document responsive to change.
  • The Basic Structure Doctrine prevents fundamental alteration while allowing evolution.
  • The Preamble's values — justice, liberty, equality, fraternity — remain the guiding compass.
  • India's diversity — linguistic, religious, caste-based — has been managed within the constitutional framework without disintegration, unlike many post-colonial nations.
  • The Constitution has weathered the Emergency (1975–77), survived secessionist challenges, and adapted to economic liberalization — all through constitutional means.

6. Conclusion

The Indian Constitution is not merely a legal document — it is the social, political, and moral charter of the nation. Over 75 years, it has sustained the world's largest democracy through extraordinary challenges. Its achievements — universal suffrage, federal accommodation of diversity, an independent judiciary, social justice through affirmative action, and peaceful democratic transitions — are extraordinary. Its failures — erosion of parliamentary standards, misuse of emergency powers, unimplemented DPSPs, and access-to-justice gaps — are real but addressable within the constitutional framework itself. As Dr. B.R. Ambedkar wisely observed, "however good a Constitution may be, it is sure to turn out bad because those who are called to work it, happen to be a bad lot." The Constitution is sound — the challenge lies in its faithful implementation by those who wield power in its name.